Dream Capital Advisors

Compliance

We are fiduciaries that are dedicated to continuously work on your behalf.
We recommend custody your assets in your name at a separate bank or brokerage. We want you to be comfortable where your assets are held and how your receive the monthly statements.
For reporting, we recommend a summary of all portfolio positions, such as stocks, bonds, mutual funds and cash. The summary should include the cost basis of each security.
We don't officially recommend any one bank or brokerage to custody your assets. However, we are are highly-trained and flexible to work with just about any bank or brokerage situation.